Home/Fund Intelligence/Multi-strategy / multi-asset/Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC
Rockefeller
Insurance-dedicated fund

Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC

A Delaware limited liability company that Rockefeller Capital Management runs for insurance company separate accounts, following a multi-strategy / multi-asset strategy. This file sets out what the fund and its adviser have filed with the SEC.

AdviserRockefeller Capital Management
StrategyMulti-strategy / multi-asset
StructureDelaware limited liability company
Gross assetsUSD 41.6 million
AuditorDeloitte & Touche, LLP
Adviser's record1 matter reported
Ask about this fundManager fileAll funds
PPLI.com
Fund Rating
Rating in preparation
Editorial assessment on UHNW criteria
Reviewed 4 November 2026 · Q4 2026 edition
Updated every quarter
Research byPPLI.com Fund IntelligenceResearch desk
About the rating
In brief

Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC at a glance

The fund relies on Section 3(c)(7) of the Investment Company Act and Rule 506(b), so its interests go only to qualified purchasers in a private offering. The adviser reports about 9 beneficial owners and none outside the United States. As an insurance-dedicated fund it is held through insurance company separate accounts, alongside the few other holders the Treasury rules allow, and a family reaches it through a policy whose insurer offers it.

Rockefeller Capital Management reports the fund in its own Form ADV of 31 March 2026, which gives the controls and service providers below.

One point to note: the adviser reports that the auditor's report for the last fiscal year has not yet been received. The fund is shown as in preparation until the filing changes.

Rockefeller Capital Management reports 1 regulatory action in Item 11 of its Form ADV in 2023, none concerning the adviser itself but other companies in its group, with reported sanctions of about USD 200,000. The full record is set out below.

The rating

The rating of Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC

The rating looks only at the areas below, which matter to a family holding the fund through a private placement policy. Past returns play no part: these funds do not report them in their SEC filings, and they say little about what a policy will earn.

Conduct and regulatory record

What regulators and courts have recorded against the manager, and for platform series against the platform, as the advisers report it to the SEC. Several proceedings on one set of facts count as one matter. Recent and serious matters count most, matters of other companies in the group count for less, matters of individuals are weighed by the person's role and their bearing on the business, and the size of the firm is taken into account.

Reported controls

What the adviser reports to the SEC for the fund: whether the accounts are audited every year by an accountant registered with the PCAOB and subject to its regular inspection, whether audited statements go to investors and what the audit opinion says, whether the administrator and custodian are outside the adviser's group, and what share of the assets was valued last year by a person not related to the adviser.

Depth and experience of the manager

The assets the manager runs, its investment staff and how long it has been registered with the SEC.

Fund scale and investor base

The fund's gross assets, the number of its owners and how long it has been offered.

Reporting and filings

Whether the fund and its adviser keep their SEC filings current and consistent with each other.

Fit for a life insurance policy

Whether the fund is insurance-dedicated, so that a policy can hold it, and the minimum it asks. Liquidity terms join this element as they are documented.

Investor experience. What policyholders, insurers and advisers tell us is shown separately and never changes the stars. A factual point they raise is checked against the filings, and if it holds, the data is corrected. We never publish names. Tell us about yours

The rating expresses the opinion of PPLI.com on the date shown. It is not a statement of fact about the fund or its manager, not a credit rating, not a forecast of returns and not investment advice. Read about the rating.

The fund at a glance

Identity, offering and service providers

Identity

Legal nameGreer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC
OrganisedDelaware limited liability company
SEC CIK0001586229  EDGAR
Private fund ID805-9489450256  ADV
Investment managerRockefeller Capital Management  IAPD

Offering, as filed on Form D

ExemptionsRule 506(b); Investment Company Act s. 3(c)(7)
First sale31 May 2013
Minimum investmentUSD 39,600
Amount soldUSD 43.4 million to date
Investors in the offering14
Sales commissionsUSD 64,000
Latest filingForm D/A, 28 October 2026  Source

Size and ownership, as filed on Form ADV

Gross asset valueUSD 41,631,861 (ADV filed 31 March 2026)
Beneficial ownersAbout 9
Owned by non-US persons0%

Service providers

AuditorDeloitte & Touche, LLP
CustodianFirst Republic Bank; J.P. Morgan Securities LLC; The Northern Trust Company
AdministratorHedgeserv LLC
Prime brokerNone reported
Valued by a person not related to the adviser100% of assets, last fiscal year

Figures are shown as filed, with their dates. Form D counts investors in the offering and Form ADV counts beneficial owners, so the two numbers need not match. Gross asset value counts total assets without deducting borrowings or other liabilities, so it is not a net asset value. The minimum on Form D can be nominal; the amount a family actually needs is set by the insurer and the policy.

Inside a policy

What to check before this fund goes into a policy

Why the wrapper matters here

A diversified portfolio mixes income and gains, and a direct holder pays tax on both every year. Inside a policy that meets the tax rules neither is taxed as it arrives, and the insurer can move the account between funds on its menu without a taxable event for the policyholder.

Liquidity

The fund's redemption terms are not in its public filings. Read them in the offering documents and set them against the way the policy will need cash: loans, withdrawals and the insurer's own rules for moving between funds.

Who chooses the investments

The policyholder can choose this fund from the insurer's menu but cannot direct what the fund buys. That line comes from the investor control rules, and it is the reason the fund exists in a separate insurance-only form.

Diversification

A policy's separate account must meet the diversification test of section 817(h). Because the fund is reached only through insurance policies, the test can look through to its assets if the fund meets the conditions of the Treasury rules; whether a given account passes is a question for the insurer, not something these filings show.

Valuation

Rockefeller Capital Management reports that all of the fund's assets were valued last year by a person not related to it, the strongest answer the form allows. Still ask who values the positions and how often.

Fees

Management and performance fees are set in the offering documents and are not shown in these filings. They come on top of the policy's own charges.

This is research, not an offer of the fund or advice to buy it. Interests in the fund are available only through an insurance company, and only to investors who qualify.

The adviser's record

Regulatory and legal record of Rockefeller Capital Management

The full list for the firm is in the manager file.

What the adviser itself discloses in Item 11 of its Form ADV, summarised from the disclosure pages, with a link to the filing. Item 11 is filed for the adviser as a whole, so under each matter the fund it concerns is read from the disclosure itself.

202317 April 2023

Regulatory action by Financial Services Commission ("FSC") (South Korea): other sanction

Fund concerned: none named in the filing. The matter concerns another company in the group, not a specific fund, and none of the insurance-dedicated funds in this file is named.

Rockefeller & Co. LLC was fined by the South Korean Financial Services Commission ("FSC") for the violation of Korean short selling restriction under Article 180 (1) of the Financial Investment Services and Capital Markets Act. Trade error resulted in an inadvertent short position and promptly covered the next trading day.

Financial Services Commission ("FSC") (South Korea) · Consent 3 November 2023 · USD 200,000 · Concerns another company in the group · Form ADV, Item 11 disclosure

These are the matters Rockefeller Capital Management reports in Item 11 of its Form ADV, filed 31 March 2026. A reported matter is a fact disclosed by the adviser, not a finding by PPLI.com about this fund. None of them concerns the fund's investments.

Reader rating

How would you rate Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC?

Tap a star to give your own rating, from one to five, then add your name and email and, if you wish, a comment. Reader ratings are shown separately and never change the PPLI.com Fund Rating, which rests only on what the filings report.

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Your name and email are used only if the research desk needs to reply, and are never published. Comments go to the desk, which checks any factual point against the filings.

Sources

  1. Form D/A of Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC, filed 28 October 2026: sec.gov EDGAR, CIK 0001586229
  2. All Form D filings of the fund: sec.gov EDGAR filing index
  3. Form ADV of Rockefeller Capital Management, filed 31 March 2026, Schedule D Section 7.B.(1): adviserinfo.sec.gov
  4. Form ADV of Rockefeller Capital Management, Item 11 and disclosure pages: reports.adviserinfo.sec.gov, CRD 294197; adviser summary: adviserinfo.sec.gov/firm/summary/294197

About this file

Prepared by PPLI.com Fund Intelligence from the public filings listed, checked on 4 November 2026. The rating makes no judgment of the fund's returns. Facts and ratings are updated every quarter, or sooner when a new filing appears.

For the manager

If a fact here is wrong or out of date, write to [email protected] with the filing that shows it. We correct what we can verify and record the date of the change.

Important. Educational research only. Nothing here is an offer, a solicitation or a recommendation to invest in any fund or to buy any policy. Interests in insurance-dedicated funds are available to the public only through insurance policies. Tax results depend on a policy meeting the tax rules and on each family's circumstances; take advice in the countries concerned.

File Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCChecked 4 November 2026Published 4 November 2026
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