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J.P. MorganJ.P. Morgan
Manager file

JPMorgan Alternative Asset Management

An SEC-registered investment adviser with USD 29.73 billion of regulatory assets, registered since 1991, that manages 3 insurance-dedicated funds in our database. This file brings together those funds and what the adviser reports to the SEC about itself.

SEC file801-38319
CRD20989
Regulatory assetsUSD 29.73 billion
Funds with an IDF Form D3
Registered since1991
Ask about these fundsForm ADV on IAPDAll managers
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Manager Rating
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Editorial assessment on UHNW criteria
Reviewed 4 November 2026 · Q4 2026 edition
Updated every quarter
Research byPPLI.com Fund IntelligenceResearch desk
About the rating
The funds

Insurance-dedicated funds managed by J.P. Morgan

Funds and platform series in our database that file a Form D under an insurance-dedicated name and are managed by this adviser. Gross assets are as reported in the latest Form ADV that lists each fund.

J.P. MorganJ.P. Morgan
Alternatives Access FundMulti-strategy / multi-asset · SALI platformUSD 754.6 million
J.P. MorganJ.P. Morgan
Uncorrelated Hedge Fund Strategies IDFMulti-strategy / multi-asset · SALI platformUSD 54.1 millionRating in preparation
J.P. MorganJ.P. Morgan
Sagehen Asset FundCustom multi-manager portfolio (wealth firm / OCIO) · SALI platformUSD 19.9 millionRating in preparation
The rating

The rating of JPMorgan Alternative Asset Management

The rating looks only at the areas below, which matter to a family holding this manager's funds through a private placement policy. Past returns play no part: these funds do not report them in their SEC filings, and they say little about what a policy will earn.

Conduct and regulatory record

What regulators and courts have recorded against the manager, and for platform series against the platform, as the advisers report it to the SEC. Several proceedings on one set of facts count as one matter. Recent and serious matters count most, matters of other companies in the group count for less, matters of individuals are weighed by the person's role and their bearing on the business, and the size of the firm is taken into account.

Reported controls

What the adviser reports to the SEC for the fund: whether the accounts are audited every year by an accountant registered with the PCAOB and subject to its regular inspection, whether audited statements go to investors and what the audit opinion says, whether the administrator and custodian are outside the adviser's group, and what share of the assets was valued last year by a person not related to the adviser.

Depth and experience of the manager

The assets the manager runs, its investment staff and how long it has been registered with the SEC.

Investor experience. What policyholders, insurers and advisers tell us is shown separately and never changes the stars. A factual point they raise is checked against the filings, and if it holds, the data is corrected. We never publish names. Tell us about yours

The rating expresses the opinion of PPLI.com on the date shown. It is not a statement of fact about the fund or its manager, not a credit rating, not a forecast of returns and not investment advice. Read about the rating.

The adviser at a glance

Registration and size

Identity

Legal nameJPMorgan Alternative Asset Management
SEC registrationRegistered investment adviser, 801-38319  IAPD
CRD number20989
Latest Form ADV16 July 2026  ADV
Registered with the SEC since22 February 1991

Assets and staff, as filed

Regulatory assets under managementUSD 29,731,000,000
Of which discretionaryUSD 18,236,000,000
Employees86
Of which investment advisory staff26
Private funds listed in Schedule D15

Regulatory assets are calculated under the SEC's Form ADV instructions and include all funds and accounts the adviser manages, not only those open to insurers. Figures come from the SEC's adviser files of November 2026.

The record

Regulatory and legal record

What the adviser itself discloses in Item 11 of its Form ADV, summarised from the disclosure pages, with a link to the filing. Item 11 is filed for the adviser as a whole, so under each matter the fund it concerns is read from the disclosure itself.

202122 July 2021

Regulatory action by Federal Financial Supervisory Authority (BaFin): civil penalty

Fund concerned: none named in the filing. The matter concerns another company in the group, not a specific fund, and none of the insurance-dedicated funds in this file is named.

Negligent breach of Supervisory and organizational duties in connection with infringements of Section 21 of the German Securities Trading Act.

Federal Financial Supervisory Authority (BaFin) · Order 9 August 2021 · USD 1.8 million · Concerns another company in the group · Form ADV, Item 11 disclosure
202029 September 2020

Regulatory action by Commodity Futures Trading Commission: civil penalty

Fund concerned: none named in the filing. The matter concerns another company in the group, not a specific fund, and none of the insurance-dedicated funds in this file is named.

The CFTC entered an order resolving an action against JPMorgan Chase & co., an affiliated Bank (the "Bank") and an affiliated broker-dealer (the "broker-dealer") (collectively, "JPM"). According to the order, from at least 2008 through 2016, numerous traders on the precious metals and U.S. treasuries Trading desks at the Bank and the broker-dealer engaged in a manipulative and deceptive scheme by engaging in the practice of "spoofing" (bidding or offering with the intent to cancel the bid or offer before execution) while placing orders for Futures contracts on a registered entity, resulting in significant benefit to themselves and harm to other Market participants. By virtue of this ...

Commodity Futures Trading Commission · Settled 29 September 2020 · USD 436.4 million · Concerns another company in the group · Form ADV, Item 11 disclosure
20173 January 2017

Regulatory action by State of new Hampshire Bureau of Securities Regulation: restitution

Fund concerned: none named in the filing. The matter concerns another company in the group, not a specific fund, and none of the insurance-dedicated funds in this file is named.

The investigation concerned alleged misrepresentations and omissions in connection with the marketing, sale and distribution of auction rate Securities.

State of new Hampshire Bureau of Securities Regulation · Consent 3 January 2017 · USD 97,706 · Concerns another company in the group · Form ADV, Item 11 disclosure
201617 November 2016

Regulatory action by Federal Reserve Board: cease and desist

Fund concerned: none named in the filing. The matter concerns another company in the group, not a specific fund, and none of the insurance-dedicated funds in this file is named.

On November 17, 2016, JPMorgan Chase & co. ("JPMC") entered into a settlement with the Board of Governors of the Federal Reserve System ("FRB") resulting in the FRB issuing an order ("order"). The order finds that from at least 2008 through 2013, JPMC's asia- Pacific region Investment Banking Group operated a referral hiring program whereby candidates who were referred, directly or indirectly, by Foreign government officials and existing or prospective commercial clients, and who in most instances were less qualified than non-referred candidates who were hired through the JPMC's Standard hiring programs, were offered internships, training, and other employment opportunities in order to ...

Federal Reserve Board · Settled 17 November 2016 · USD 61.9 million · Concerns another company in the group · Form ADV, Item 11 disclosure
201617 November 2016

Regulatory action by SEC: cease and desist

Fund concerned: none named in the filing. The matter concerns another company in the group, not a specific fund, and none of the insurance-dedicated funds in this file is named.

On November 17, 2016, JPMorgan Chase & co. ("JPMC") entered into a settlement with the Securities and Exchange Commission ("SEC") under which JPMC consented to the entry of an order (the "order") that finds that JPMC violated Sections 13(b)(2)(a), 13(b) (2)(b) and 30a of the Securities Exchange Act of 1934 ("Exchange Act"). The order finds that JPMC violated the anti-bribery provisions of the Federal Securities laws by corruptly providing valuable internships and employment to relatives and friends of Foreign government officials ("referral hires") in order to assist JPMC in retaining and obtaining business. In addition, the order finds that JPMC violated the books and records provisions ...

SEC · Settled 17 November 2016 · No monetary sanction reported · Concerns another company in the group · Form ADV, Item 11 disclosure

These are the matters JPMorgan Alternative Asset Management reports in Item 11 of its Form ADV, filed 16 July 2026. A reported matter is a fact disclosed by the adviser, not a finding by PPLI.com. None of them concerns the insurance-dedicated funds listed above.

Reader rating

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Sources

  1. Form ADV of JPMorgan Alternative Asset Management, filed 16 July 2026: reports.adviserinfo.sec.gov, CRD 20989
  2. Adviser summary: adviserinfo.sec.gov/firm/summary/20989
  3. SEC investment adviser files, November 2026, for assets, staff and registration dates
  4. Form D filings of each fund listed: sec.gov EDGAR

About this file

Prepared by the PPLI.com research desk from the public filings listed, checked on 4 November 2026. Updated every quarter, or sooner when a new filing appears. To report an error, write to [email protected] with the filing that shows it.

Important. Educational research only, not an offer or a recommendation. A matter reported in Form ADV is a fact disclosed by the adviser, not a finding by PPLI.com.

File JPMorgan Alternative Asset ManagementChecked 4 November 2026Published 4 November 2026
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